Attachment 5

Comparison Table of the Amendments to the Relevant Rules

Comparison Table of the Amendments to the Measures for Delivery Management of Dalian Commodity Exchange

(Contents newly added are in shade; contents deleted are marked with double strikethrough; and clauses unchanged are represented by ellipsis.)

Original Articles	Amended Articles
Article 6 Delivery of the following positions shall be prohibited:

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（2）any non-integral multiple of delivery units of the positions of coke, coking coal, iron ore or No.2 soybean;

……	Article 6 Delivery of the following positions shall be prohibited:

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（2）any non-integral multiple of delivery units of the positions of coke, coking coal, iron ore or No.2 soybean;

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Comparison Table of the Amendments to the Detailed Rules of Coke Futures of Dalian Commodity Exchange

(Contents newly added are in shade; contents deleted are marked with double strikethrough; and clauses unchanged are represented by ellipsis.)

Original Articles	Amended Articles
Article 17 The coke futures contract delivery unit shall be one thousand (1,000) tons.	Article 17 The coke futures contract delivery unit shall be one thousand (1,000) tons.
Article 40 Where the factory warehouse fails to timely complete the consignment of all the commodities, the factory warehouse shall, in addition to the compensation provided in Article 39 of the Detailed Rules, compensate the owner, the amount of such compensation for products = One-off delivery settlement price of the last delivery month of such commodity × Quantity of the commodities which shall be, but fail to be, consigned according to the total quantity of the commodities × 5%, the following procedures shall apply to such failure：

……	Article 4039 Where the factory warehouse fails to timely complete the consignment of all the commodities, the factory warehouse shall, in addition to the compensation provided in Article 3938 of the Detailed Rules, compensate the owner, the amount of such compensation for products = One-off delivery settlement price of the last delivery month of such commodity × Quantity of the commodities which shall be, but fail to be, consigned according to the total quantity of the commodities × 5%, the following procedures shall apply to such failure：

……
Article 41 In the event of any violation by the factory warehouse described in Article 39 or 40 of the Detailed Rules, the compensation shall firstly be paid to the owner by the factory warehouse. Where the factory warehouse fails to pay such compensation or the amount of compensation is insufficient, shall be handled by the Exchange subject to the applicable provisions of the Measures for Standard Warehouse Receipt Management of Dalian Commodity Exchange.	Article 4140 In the event of any violation by the factory warehouse described in Article 39 38or 4039 of the Detailed Rules, the compensation shall firstly be paid to the owner by the factory warehouse. Where the factory warehouse fails to pay such compensation or the amount of compensation is insufficient, shall be handled by the Exchange subject to the applicable provisions of the Measures for Standard Warehouse Receipt Management of Dalian Commodity Exchange.

Comparison Table of the Amendments to the Detailed Rules of Coking Coal Futures of Dalian Commodity Exchange

(Contents newly added are in shade; contents deleted are marked with double strikethrough; and clauses unchanged are represented by ellipsis.)

Original Articles	Amended Articles
Article 17 The coking coal futures contract delivery unit shall be six thousand (6,000) tons.	Article 17 The coking coal futures contract delivery unit shall be six thousand (6,000) tons.
Article 40 Where the factory warehouse fails to timely complete the consignment of all the commodities, the factory warehouse shall, in addition to the compensation provided in Article 39 of the Detailed Rules, compensate the owner, the amount of such compensation for products = One-off delivery settlement price of the last delivery month of such commodity × Quantity of the commodities which shall be, but fail to be, consigned according to the total quantity of the commodities × 5%, the following procedures shall apply to such failure:

……	Article 4039 Where the factory warehouse fails to timely complete the consignment of all the commodities, the factory warehouse shall, in addition to the compensation provided in Article 39 38of the Detailed Rules, compensate the owner, the amount of such compensation for products = One-off delivery settlement price of the last delivery month of such commodity × Quantity of the commodities which shall be, but fail to be, consigned according to the total quantity of the commodities × 5%, the following procedures shall apply to such failure:

……
Article 41 In the event of any violation by the factory warehouse described in Article 39 or 40 of the Detailed Rules, the compensation shall firstly be paid to the owner by the factory warehouse. Where the factory warehouse fails to pay such compensation or the amount of compensation is insufficient, shall be handled by the Exchange subject to the applicable provisions of the Measures for Standard Warehouse Receipt Management of Dalian Commodity Exchange.	Article 4140In the event of any violation by the factory warehouse described in Article 3938 or 4039 of the Detailed Rules, the compensation shall firstly be paid to the owner by the factory warehouse. Where the factory warehouse fails to pay such compensation or the amount of compensation is insufficient, shall be handled by the Exchange subject to the applicable provisions of the Measures for Standard Warehouse Receipt Management of Dalian Commodity Exchange.
Article 42 For a standard warehouse receipt issued by the group delivery warehouse marked with one sub-warehouse that adopts self-quoted premiums and/or discounts and one or more sub-warehouses that adopt fixed premiums and/or discounts, when the owner picks up the goods at the selected sub-warehouse for picking up goods, the selected sub-warehouse shall provide the owner with the quality inspection report evidencing the corresponding goods conform to the delivery quality standards, which shall be used as the basis of settlement of the quality premiums and discounts. In the event that the goods delivered by the selected sub-warehouse are coking coals with brand, the relevant business shall be handled in accordance with Article 35.

……	Article 4241 For a standard warehouse receipt issued by the group delivery warehouse marked with one sub-warehouse that adopts self-quoted premiums and/or discounts and one or more sub-warehouses that adopt fixed premiums and/or discounts, when the owner picks up the goods at the selected sub-warehouse for picking up goods, the selected sub-warehouse shall provide the owner with the quality inspection report evidencing the corresponding goods conform to the delivery quality standards, which shall be used as the basis of settlement of the quality premiums and discounts. In the event that the goods delivered by the selected sub-warehouse are coking coals with brand, the relevant business shall be handled in accordance with Article 3534.

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Comparison Table of the Amendments to the Detailed Rules of Iron Ore Futures of Dalian Commodity Exchange

(Contents newly added are in shade; contents deleted are marked with double strikethrough; and clauses unchanged are represented by ellipsis.)

Original Articles	Amended Articles
Article 20 The delivery unit of iron ore futures contract delivery unit shall be ten thousand (10,000) tons.

Article 20 The delivery unit of iron ore futures contract delivery unit shall be ten five thousand (10,0005,000) tons.

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