1.  Subject to the State laws, rules and policies that are applicable, Rules and Regulations of Dalian Commodity Exchange (the "Rules") is enacted to promote development of the socialist market economy, enable futures markets to fully perform their functions, ensure proper operations of futures trading, and protect lawful rights and interests of futures market participants and interests of the public.

 

2.  Dalian Commodity Exchange (the "Exchange") is a futures exchange authorized by the China Securities Regulatory Commission (the "CSRC") and registered with the State Administration for Industry & Commerce.

 

3.  The Exchange is subject to the supervision and governance of the CSRC.

 

4.  The Exchange abides by the principles of openness, fairness, equitability and integrity to structure futures trades and transactions.

 

5.  The Rules is applicable to all business activities on the Exchange.  The Exchange, Exchange members and their employees must comply with the Rules.

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Click on the link below to read the Rules and Regulations of Dalian Commodity Exchange in Adobe Acrobat PDF format.